Tommy Chung Lai Shum
沈仲禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chung Lai Shum (沈仲禮), CE reference ANT372. Currently licensed at 1 firm(s): Balyasny Asset Management (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-07-07 | present |
| 1020 Capital Management Limited |
Rep | Type 9 — Asset management | 2024-05-21 | 2025-05-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2023-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-13 | 2023-06-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-20 | 2022-07-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-07 | 2022-07-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-07 | 2022-07-29 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2019-07-15 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2006-08-11 | 2006-10-31 |