Genevieve Hoy Won Chan
陳凱韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Genevieve Hoy Won Chan (陳凱韻), a licensed former licensee with CE reference AFB522. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-01-30 | 2024-10-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-14 | 2024-01-30 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-09 | 2024-10-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-14 | 2013-08-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-06-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-06 |