Sum Sum Ip
葉森森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Sum Ip (葉森森), a licensed former licensee with CE reference ADE695. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-27 | 2016-11-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-03-27 | 2016-11-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-23 | 2013-03-27 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-06-23 | 2014-07-03 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-22 | 2013-03-27 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-01-05 | 2006-05-04 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2006-05-04 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | present | 2006-05-04 |