Babiana Ho Yan Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Babiana Ho Yan Chu (朱皓欣), a licensed Representative with CE reference AEG452. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-14 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-14 | present |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-09 | 2020-12-24 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-08-09 | 2020-12-24 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-02 | 2013-08-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-02 | 2013-08-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-11-02 | 2020-12-24 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-04-16 | 2004-04-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-09-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-09-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Babiana Ho Yan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.