Raymond Leonard Lee
李藹謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Leonard Lee (李藹謙), a licensed former licensee with CE reference AAG345. This person has 6.8 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-10-28 | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Leonard Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.