Anna Wai Yee Kwan
關慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Wai Yee Kwan (關慧儀), a licensed former licensee with CE reference AEO754. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2014-04-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-05-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-08-13 | 2011-05-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-08-13 | 2011-05-10 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2008-08-09 |