Yuan-Chieh Mao
毛元杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Chieh Mao (毛元杰), CE reference AZD539. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
RO | Type 9 — Asset management | 2018-08-28 | 2024-01-31 |
| Arete Capital Asia Limited |
RO | Type 4 — Advising on securities | 2018-05-30 | 2024-01-31 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2018-05-02 | 2018-05-30 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2018-04-30 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2018-04-30 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-30 | 2016-08-12 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2012-03-30 | 2016-08-12 |