Wai Ling Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Yuen (袁慧玲), a licensed Representative with CE reference AXZ887. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-07-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-07-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2012-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ling Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.