Ephrem Shiu
邵藹苓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ephrem Shiu (邵藹苓), a licensed Representative with CE reference AUZ171. Currently licensed at 1 firm(s): JW Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | Rep | Type 9 - Asset management | 2025-12-23 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2014-02-17 | 2023-04-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2014-02-17 | 2023-04-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2014-02-17 | 2023-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ephrem Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.