Tim Wannenmacher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Wannenmacher, a licensed Responsible Officer with CE reference AMU467. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 20.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2023-10-13 | present |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2018-04-30 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2014-01-07 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-01-07 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2014-01-07 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-11-08 | 2014-01-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-12 | 2018-04-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-12 | 2014-01-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-12 | 2014-01-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-18 | 2010-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-11-18 | 2010-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2009-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2009-11-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-09 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-09 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tim Wannenmacher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.