Thomas Alexander Royds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Alexander Royds, a licensed Responsible Officer with CE reference AFY848. Currently licensed at 1 firm(s): Parkway Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parkway Capital Limited |
RO | Type 9 - Asset management | 2024-05-07 | present |
| Lloyd George Management (HK) Limited |
RO | Type 9 - Asset management | 2015-04-14 | 2023-11-01 |
| Ballingal Investment Advisors Limited |
RO | Type 5 - Advising on futures contracts | 2014-04-24 | 2015-02-27 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 - Advising on futures contracts | 2014-02-25 | 2014-04-24 |
| Ballingal Investment Advisors Limited |
RO | Type 4 - Advising on securities | 2011-06-15 | 2015-02-27 |
| Ballingal Investment Advisors Limited |
RO | Type 9 - Asset management | 2011-06-15 | 2015-02-27 |
| Brooke Capital Limited |
RO | Type 4 - Advising on securities | 2009-08-03 | 2010-07-12 |
| Brooke Capital Limited |
RO | Type 9 - Asset management | 2009-08-03 | 2010-07-12 |
| Brooke Capital Limited |
Rep | Type 4 - Advising on securities | 2007-03-01 | 2009-08-03 |
| Brooke Capital Limited |
Rep | Type 9 - Asset management | 2007-03-01 | 2009-08-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-19 | 2007-02-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-06-06 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Alexander Royds during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.