Bratindra Saran Sanyal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bratindra Saran Sanyal ( ), a licensed former licensee with CE reference ALF293. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited |
RO | Type 9 — Asset management | 2023-12-05 | 2024-02-29 |
| Lloyd George Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-11-06 | 2023-12-05 |
| Lloyd George Management (HK) Limited |
RO | Type 9 — Asset management | 2019-10-22 | 2023-05-31 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-27 | 2018-03-16 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2013-09-27 | 2018-03-16 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2013-09-27 | 2018-03-16 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-01 | 2013-09-27 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-01 | 2013-09-27 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2012-08-01 | 2013-09-27 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-30 | 2012-06-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2008-01-30 | 2012-06-15 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-09-06 | 2012-06-15 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-09-06 | 2012-06-15 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-09-06 | 2012-06-15 |