Kwok On Kwai
季國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Kwai (季國安), CE reference ADY812. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-07 | 2018-03-05 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-07 | 2018-03-05 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 9 — Asset management | 2017-03-20 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-30 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2017-03-20 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-27 | 2013-04-15 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-27 | 2013-04-15 |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-14 |
| Brooke Capital Limited |
Rep | Type 9 — Asset management | present | 2004-07-14 |