Robert John Daniel Lloyd George

CE No. AAB351 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Daniel Lloyd George (), a licensed former licensee with CE reference AAB351. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Lloyd George Management (HK) Limited
RO Type 9 — Asset management 2015-01-16 2024-09-04
Polen Capital HK Limited RO Type 1 — Dealing in securities 2012-09-28 2014-04-30
Polen Capital HK Limited RO Type 4 — Advising on securities 2004-10-19 2014-04-30
Polen Capital HK Limited RO Type 9 — Asset management 2004-10-19 2014-04-30
Lloyd George Investment Management (Hong Kong) Limited
RO Type 1 — Dealing in securities present 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited
RO Type 4 — Advising on securities present 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited
RO Type 6 — Advising on corporate finance present 2004-10-18
Lloyd George Investment Management (Hong Kong) Limited
RO Type 9 — Asset management present 2012-10-31

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