Robert John Daniel Lloyd George
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Daniel Lloyd George ( ), a licensed former licensee with CE reference AAB351. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited |
RO | Type 9 — Asset management | 2015-01-16 | 2024-09-04 |
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2012-09-28 | 2014-04-30 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2004-10-19 | 2014-04-30 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2004-10-19 | 2014-04-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | present | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | present | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 9 — Asset management | present | 2012-10-31 |