Cho Fai Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Fai Poon (潘祖輝), a licensed Responsible Officer with CE reference ADH524. Currently licensed at 1 firm(s): XCap Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 21.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 9 - Asset management | 2024-01-12 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-02 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 4 - Advising on securities | 2020-07-02 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-02 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-10 | 2020-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-01-15 | 2017-09-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-02 | 2017-09-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 - Dealing in securities | 2005-06-02 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-18 | 2005-06-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2004-06-18 | 2005-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cho Fai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.