Qing Zhao
趙青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Zhao (趙青), CE reference BAF820. Currently licensed at 1 firm(s): XCap Partners Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-04 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 9 — Asset management | 2024-07-04 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-04 | 2025-08-06 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-07-04 | 2025-08-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-04 | 2023-01-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2017-08-01 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-24 | 2016-12-31 |