David Lawrence Weiss
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lawrence Weiss, a licensed former licensee with CE reference BAN010. This person has 7.9 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-02 | 2021-04-19 |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 4 - Advising on securities | 2020-07-02 | 2021-04-19 |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-02 | 2021-04-19 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-23 | 2020-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-15 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-26 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-26 | 2019-03-22 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lawrence Weiss during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cho Fai Poon | XCap Partners Limited | 2020–2021 |
| Anthony Ka Tsun Ip | Shun Loong Securities Company Limited | 2019–2020 |
| George Wing Yau Chan | Shun Loong Securities Company Limited | 2019–2020 |
| Hiu Man Wu | Shun Loong Securities Company Limited | 2019–2020 |
| Ka Yiu Kwok | Shun Loong Securities Company Limited | 2019–2020 |
| Samson Chi Chung Pang | Shun Loong Securities Company Limited | 2019–2020 |
| Ying Chun Wong | Shun Loong Securities Company Limited | 2019–2020 |
| King Sum Ng | Shun Loong Securities Company Limited | 2019–2020 |
| Gordon Michael Crosbie-Walsh | Shun Loong Securities Company Limited | 2019–2020 |
| Lei Yang | Shun Loong Securities Company Limited | 2019–2020 |
| Aaron Leng Cheng Tan | XCap Partners Limited | 2021 |
| Maria Nancy Valiente | XCap Partners Limited | 2021 |
| Man Kung | XCap Partners Limited | 2021 |
| Huawei Bai | Shun Loong Securities Company Limited | 2020 |