Yick Kei Chan
陳奕祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Kei Chan (陳奕祺), a licensed former licensee with CE reference AJN963. This person has 16.1 years of SFC licence history. Total licence records on file: 17.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-04-12 | 2026-02-12 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-12 | 2025-07-21 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-12 | 2025-07-21 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-01-12 | 2024-04-12 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-14 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-01-14 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-01-14 | 2023-07-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-25 | 2022-01-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-25 | 2022-01-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-25 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-25 | 2022-01-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2015-01-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-04 | 2010-05-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-04 | 2010-05-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-04 | 2010-05-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-11 | 2007-04-23 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-11 | 2007-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yick Kei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.