Yini Chen
陳依妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yini Chen (陳依妮), a licensed former licensee with CE reference BAB811. This person has 11.5 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-03 | 2026-05-22 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-03 | 2026-05-22 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-04-03 | 2026-05-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-03 | 2022-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-03 | 2022-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-03 | 2022-07-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-12-22 | 2018-01-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-12 | 2018-01-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-12 | 2016-12-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-22 | 2016-03-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-22 | 2016-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yini Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.