Samiel Chung Yin Chau
周中彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samiel Chung Yin Chau (周中彥), a licensed Responsible Officer with CE reference AAV692. Currently licensed at 2 firm(s): CNI Global Assets Management Limited, CNI Securities Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-08 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-10 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-08-10 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 - Advising on securities | 2021-08-10 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-06 | 2022-11-08 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-09 | 2021-08-10 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-09 | 2021-08-10 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-20 | 2021-05-05 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-30 | 2021-05-05 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-17 | 2020-05-04 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-10 | 2020-10-31 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-27 | 2020-10-31 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-23 | 2014-06-27 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-22 | 2014-06-18 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-22 | 2014-06-18 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-02-22 | 2014-06-18 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-06 | 2013-02-01 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-12-06 | 2013-02-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-11 | 2012-10-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2011-01-11 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-19 | 2011-01-01 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-19 | 2011-01-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-10-05 | 2009-10-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-22 | 2009-10-14 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-07-22 | 2009-10-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-07 | 2008-07-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-07 | 2008-07-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-08 | 2006-06-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-08 | 2006-06-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samiel Chung Yin Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.