Jin Yi Financial Group Limited
金益金融集團有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Yi Financial Group Limited (金益金融集團有限公司), a Hong Kong-based licensed corporation with CE reference BRW210. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 13 (total recorded over time: 18). Earliest licence on file: 2022-05-16.
- Category:
-
Sell side · Brokerage
- Registered address:
- Office Nos. 1402-1403, 14/F, Tower 2, Admiralty Centre, No 18 Harcourt Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-05-16 | present |
| Type 2 - Dealing in futures contracts | 2022-05-16 | present |
| Type 4 - Advising on securities | 2022-05-16 | present |
| Type 5 - Advising on futures contracts | 2022-05-16 | present |
| Type 9 - Asset management | 2022-05-16 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Chung Simon Lee 李建中 | RO 4, 9 Rep 1, 2, 4, 5, 9 | 2022-10 | Present |
| Alex Yuk Naat Ng 吳旭鈉 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2022-11 | Present |
| David Ngar Yin Wan 溫雅言 | RO 1, 2, 4, 5, 9 | 2022-05 | Present |
| Lawrence Kwok Keung Wong 黃國強 | RO 1, 2, 4, 5, 9 | 2022-05 | Present |
| Kong Chung Chan 陳港聰 | Rep 1, 2, 4, 5, 9 | 2022-08 | Present |
| Vincent Guo Sheng Guo 郭鎧 | Rep 4, 9 | 2026-06 | Present |
| Zihao Huang 黃子豪 | Rep 1, 4, 9 | 2023-11 | Present |
| James Wai Tat Ling 凌偉達 | Rep 1, 4, 9 | 2026-07 | Present |
| Yichen Liu 劉亦宸 | Rep 1, 2, 4, 5, 9 | 2025-04 | Present |
| Eugene Wan Yan Mak 麥穎恩 | Rep 1, 4, 9 | 2022-08 | Present |
| Ka Chun Ng 吳家俊 | Rep 1, 4 | 2026-01 | Present |
| Yu Naat Ng 吳汝鈉 | Rep 1, 2, 4, 5, 9 | 2023-02 | Present |
| Chih Ling Sung 宋芝齡 | Rep 1, 4 | 2025-02 | Present |
| Albert Kwok Shu Kan 簡國樞 | RO 9 Rep 1, 4 | 2025-08 | 2026-01 |
| Ngai Chung Fung 冯毅宗 | Rep 1, 4, 9 | 2025-04 | 2025-12 |
| Pui Man Chan 陳佩雯 | Rep 1, 2, 4, 5, 9 | 2023-01 | 2025-04 |
| Cheong Ming Wong 黃昌銘 | RO 1, 4 | 2024-04 | 2025-01 |
| Kwok Chau Ma 馬國疇 | Rep 1 | 2023-11 | 2024-09 |
Showing 1–18 of 18
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