James Wai Tat Ling
凌偉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Tat Ling (凌偉達), a licensed former licensee with CE reference ADD975. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-25 | 2026-01-31 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-12-30 | 2022-08-25 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-16 | 2021-12-30 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-05 | 2026-01-31 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-05 | 2026-01-31 |
| CAIIS Limited | RO | Type 1 — Dealing in securities | 2007-03-16 | 2008-01-24 |
| CAIIS Limited | RO | Type 4 — Advising on securities | 2007-03-16 | 2008-01-24 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-10-12 | 2007-03-16 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2006-10-12 | 2007-03-16 |