Alex Yuk Naat Ng
吳旭鈉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yuk Naat Ng (吳旭鈉), CE reference BRW411. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-21 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-21 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-21 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-11-21 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-11-21 | present |