Eugene Wan Yan Mak
麥穎恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Wan Yan Mak (麥穎恩), CE reference ARD506. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-21 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-21 | 2022-06-10 |
| iCapital Advisory Limited |
RO | Type 1 — Dealing in securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited |
RO | Type 4 — Advising on securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited |
Rep | Type 1 — Dealing in securities | 2019-11-20 | 2020-04-03 |
| iCapital Advisory Limited |
Rep | Type 4 — Advising on securities | 2019-11-20 | 2020-04-03 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2011-12-01 | 2013-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-28 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2008-05-28 | 2010-12-06 |