Kin Chung Simon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Simon Lee (李建中), a licensed Responsible Officer with CE reference AAF803. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 - Advising on securities | 2022-12-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 - Asset management | 2022-12-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-19 | 2022-12-16 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 - Asset management | 2022-10-19 | 2022-12-16 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-23 | 2021-05-12 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 - Asset management | 2021-03-23 | 2021-05-12 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-22 | 2021-03-23 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-22 | 2021-03-23 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-17 | 2020-12-21 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-12-17 | 2020-12-21 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 - Advising on securities | 2018-02-27 | 2019-06-06 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 - Asset management | 2018-02-27 | 2019-06-06 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 4 - Advising on securities | 2016-08-10 | 2016-11-21 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 - Asset management | 2016-08-10 | 2016-11-21 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-06-14 | 2014-10-01 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 - Asset management | 2011-06-14 | 2014-10-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-07-12 | 2010-11-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 - Asset management | 2010-07-12 | 2010-11-26 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 4 - Advising on securities | 2005-03-09 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-03-09 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 9 - Asset management | 2005-03-09 | 2008-10-01 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-09 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-09 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chung Simon Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.