Southwest Securities (HK) Capital Limited
西證(香港)融資有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Capital Limited (西證(香港)融資有限公司), a Hong Kong-based licensed corporation with CE reference AIC042. Current licensed staff on file: 0 (total recorded over time: 107).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2023-03-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2025-10-09 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (107)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hoi Lam Chan 陳鎧霖 | Rep 6 | 2023-04 | 2025-03 |
| Chak Sang Wong 王澤生 | RO 6 | 2023-04 | 2025-03 |
| Ronnie Chi Tsun Yuen 阮子瑨 | RO 6 Rep 6 | 2023-02 | 2025-03 |
| Hei Ting Choi 蔡曦婷 | Rep 6 | 2024-03 | 2025-03 |
| Leung Ting Ho 何亮霆 | Rep 6 | 2023-07 | 2024-02 |
| Chi Kwan Ying 邢紫君 | RO 6 Rep 1, 6 | 2022-08 | 2023-03 |
| Ningyuan Liu 劉宁遠 | Rep 1, 6 | 2021-11 | 2023-02 |
| Vincent Tsz Kit Chow 周子傑 | Rep 1, 6 | 2021-07 | 2023-02 |
| Yuting Huang 黃玉婷 | Rep 1, 6 | 2022-03 | 2023-02 |
| Steven Wing Shing Lo 盧永成 | RO 1, 6 Rep 1 | 2016-02 | 2023-01 |
| Yui Chit Jeffrey Tam 譚睿哲 | RO 1 Rep 1, 6 | 2022-09 | 2023-01 |
| Ho Fung Wong 黃浩峰 | Rep 1, 6 | 2021-09 | 2023-01 |
| Chin Kit Tang 鄧展杰 | Rep 1, 6 | 2021-06 | 2023-01 |
| Shan Shan Tsoi 蔡柵柵 | Rep 1, 6 | 2022-07 | 2022-11 |
| Pak Sun Lau 劉栢燊 | RO 1 Rep 1, 6 | 2020-03 | 2022-10 |
| Wing Sang Ng 吳榮燊 | RO 6 Rep 1, 6 | 2016-08 | 2022-09 |
| Choi Wan Lam 林彩雲 | RO 1 Rep 1, 6 | 2020-03 | 2022-07 |
| Jie Cheng 程劼 | RO 6 | 2020-09 | 2022-03 |
| Aidan Tsz Hin Cheung 張子軒 | Rep 6 | 2021-10 | 2021-12 |
| Tsz Ying Wong 王子盈 | RO 6 Rep 1, 6 | 2017-12 | 2021-10 |
| Qingzi Qiu 仇慶子 | Rep 1, 6 | 2019-03 | 2021-09 |
| Wing Yuet Kwok 郭永悅 | Rep 1, 6 | 2020-09 | 2021-09 |
| Sze Ming How 侯思明 | RO 1, 6 Rep 1, 6 | 2016-03 | 2021-08 |
| Yangguangyi Hai 海楊广益 | Rep 1, 6 | 2020-05 | 2021-08 |
| Chung Hin Chan 陳頌軒 | RO 1, 6 Rep 1, 6 | 2016-03 | 2021-08 |
| Yan Ki Lau 劉欣琪 | Rep 1, 6 | 2017-09 | 2021-08 |
| Xiaomin Cheng 程晓敏 | Rep 1, 6 | 2016-08 | 2021-06 |
| Sirui Zhang 張思睿 | Rep 1, 6 | 2021-02 | 2021-06 |
| Kaixu Wang 王凱旭 | Rep 1, 6 | 2020-04 | 2021-05 |
| Peilun Sun 孫培倫 | Rep 1, 6 | 2018-06 | 2021-02 |
| Peiwei Xiao 肖培煒 | Rep 1, 6 | 2020-11 | 2021-02 |
| Mengtong Zou 鄒梦桐 | Rep 1, 6 | 2018-06 | 2020-09 |
| Kin Kwan Ng 吳建群 | Rep 1, 6 | 2017-06 | 2020-08 |
| Xiong Gao 高雄 | Rep 1, 6 | 2018-10 | 2020-08 |
| Geoffrey Junxiong Ng 吳駿雄 | Rep 1, 6 | 2018-06 | 2020-05 |
| Xinxin Xie 謝心馨 | Rep 1, 6 | 2017-09 | 2020-04 |
| Hei Tung Lo 羅曦彤 | Rep 1, 6 | 2017-11 | 2020-04 |
| Kwok On Tse 謝國安 | RO 1 Rep 1, 6 | 2017-05 | 2020-03 |
| Wing Fai Ng 吳永輝 | RO 1 Rep 1, 6 | 2017-07 | 2020-02 |
| Ka Siu Chu 朱嘉兆 | Rep 1, 6 | 2016-06 | 2020-01 |
| Tsz Kam Yu 余子淦 | Rep 1 | 2017-04 | 2019-12 |
| Yin Fai Leung 梁燕煇 | Rep 1, 6 | 2018-03 | 2019-11 |
| Jiao Pan 潘姣 | Rep 1, 6 | 2016-11 | 2019-10 |
| Wing Him Tang 鄧穎謙 | Rep 1, 6 | 2018-07 | 2019-04 |
| Yi Luo 羅毅 | RO 6 | 2015-03 | 2019-02 |
| Ka Chun Chiang 蔣嘉駿 | Rep 1, 6 | 2018-06 | 2019-01 |
| Yun Tong Huang 黃蘊彤 | Rep 1, 6 | 2017-09 | 2019-01 |
| Peijie Chen 陳佩婕 | Rep 6 | 2018-11 | 2019-01 |
| Junyi Li 李俊儀 | Rep 1, 6 | 2015-05 | 2019-01 |
| Kwok Kei Mak 麥國基 | Rep 1, 6 | 2018-07 | 2019-01 |
| Pakern King Ho Wong 黃敬皓 | Rep 1, 6 | 2015-10 | 2018-05 |
| Wei Yen Chai 蔡威燕 | Rep 1, 6 | 2016-05 | 2018-04 |
| Yang Mou 牟洋 | Rep 1, 6 | 2016-07 | 2018-04 |
| Ran Cui 崔然 | Rep 1, 6 | 2014-10 | 2018-04 |
| Cheng Kiong Ng 黃貞強 | Rep 1, 6 | 2015-10 | 2018-03 |
| Juli Zhan 詹居里 | Rep 1, 6 | 2015-09 | 2017-08 |
| Ao Wang 王奧 | Rep 1, 6 | 2016-01 | 2017-08 |
| Yan Kei Ying 應仁基 | RO 1, 6 Rep 1, 6 | 2014-11 | 2017-07 |
| Senquan Zhang 張森泉 | Rep 1, 6 | 2016-04 | 2017-06 |
| Tao Zhao 趙濤 | RO 1 Rep 1, 6 | 2016-05 | 2017-05 |
| Shanshan Lin 林姍姍 | Rep 1, 6 | 2016-02 | 2017-03 |
| Cheng Chen 陳誠 | Rep 1, 6 | 2016-06 | 2017-03 |
| Di Xu 許迪 | Rep 6 | 2016-01 | 2016-12 |
| Xiaoshan Gao 高小杉 | Rep 1, 6 | 2015-05 | 2016-05 |
| Cho Wan Tse 謝棗韻 | Rep 1, 6 | 2015-03 | 2016-04 |
| Lianghao Sun 孫梁浩 | Rep 1, 6 | 2015-04 | 2016-04 |
| Anthony Chuen Wah Sun 孫村華 | RO 1 Rep 1, 6 | 2015-03 | 2016-03 |
| Chi Leung Lo 盧志良 | Rep 6 | 2016-02 | 2016-02 |
| Joseph Jason Wan 尹宸賢 | RO 1, 6 Rep 1, 6 | 2014-12 | 2016-02 |
| Tak Yan Lui 呂德仁 | RO 1, 6 Rep 1, 6 | 2015-01 | 2015-12 |
| Hiram Long Hin Lam 林朗軒 | Rep 1, 6 | 2014-12 | 2015-12 |
| Jenny Mei Ying Wong 黃美盈 | Rep 1, 6 | 2014-12 | 2015-11 |
| Chung Him Benjamin Yiu 姚仲謙 | Rep 1, 6 | 2015-05 | 2015-11 |
| Zhengrong Li 李崢嶸 | RO 6 Rep 6 | 2014-09 | 2015-10 |
| Yin Ling Cheung 張賢寧 | RO 6 | 2014-09 | 2015-08 |
| Victor Chor Keung Cheung 張楚強 | RO 6 | 2014-08 | 2015-03 |
| Wai Kuen Li 李惠娟 | RO 1, 6 | Pre-2003 | 2014-07 |
| Yuxi Song 宋禹熹 | Rep 1, 6 | 2013-10 | 2014-06 |
| Christine Ying Ko 高英 | Rep 1, 6 | 2011-05 | 2014-06 |
| Alan Yiu Chung Lee 李耀宗 | RO 1, 6 Rep 1, 6 | 2011-05 | 2014-06 |
| Andy Wai Kit Chan 陳偉傑 | RO 1, 6 Rep 1, 6 | 2006-08 | 2014-06 |
| Philip Chung Ho Lo 盧頌濠 | Rep 1, 6 | 2011-07 | 2014-06 |
| Yan Hei Chung 鍾欣熹 | Rep 1, 6 | 2013-03 | 2014-03 |
| Chi Long Cheung 張子朗 | Rep 1, 6 | 2011-12 | 2013-06 |
| Chen Peng 彭辰 | Rep 6 | 2012-09 | 2012-12 |
| Wai Chung 鍾尉 | RO 1, 6 Rep 1, 6 | 2010-06 | 2012-05 |
| Martha Suk Yee Lam 林淑儀 | Rep 1, 6 | 2011-01 | 2012-05 |
| Pui Yu Sung 宋沛榆 | Rep 6 | 2011-02 | 2011-10 |
| Karen Hiu Tung Lo 勞曉彤 | Rep 1, 6 | 2011-05 | 2011-07 |
| Chi Kin Mung 蒙賜健 | Rep 1, 6 | 2007-03 | 2011-04 |
| Justin Sano Chan 陳生樂 | Rep 1, 6 | 2010-10 | 2011-04 |
| Ying Kit Ng 吳映吉 | Rep 1, 6 | 2007-01 | 2011-04 |
| Keith Hei Ho Tsang 曾希豪 | RO 6 Rep 1, 6 | 2009-03 | 2011-01 |
| Ivis Long Sau Wong 黃朗修 | Rep 6 | 2009-09 | 2011-01 |
| Suet Ying Chan 陳雪瑩 | Rep 1, 6 | 2010-02 | 2010-06 |
| Hoi Wang Kwan 關開宏 | RO 1, 6 | 2009-02 | 2010-04 |
| Tai Cheung Poon 潘泰章 | Rep 1, 6 | 2008-06 | 2010-03 |
| Ping Sum Tang 鄧炳森 | RO 1, 6 Rep 1 | 2009-01 | 2009-06 |
| Yu Wai Chan 陳宇威 | Rep 1, 6 | 2004-08 | 2007-05 |
| Kenneth Kar Kin Sit 薛家鍵 | RO 1, 6 | 2003-06 | 2007-01 |
Showing 1–100 of 107