Cheng Chen
陳誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Chen (陳誠), a licensed former licensee with CE reference BCI996. This person has 11.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-23 | 2025-10-31 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2022-05-17 | 2025-10-31 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-21 | 2022-05-17 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-26 | 2025-10-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-21 | 2025-10-17 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-07 | 2021-10-26 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-19 | 2019-08-07 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-19 | 2021-10-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-15 | 2017-03-03 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-15 | 2017-03-03 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-15 | 2017-03-03 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-15 | 2016-05-19 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-04 | 2014-09-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-22 | 2014-09-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-22 | 2014-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.