Chung Him Benjamin Yiu
姚仲謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Him Benjamin Yiu (姚仲謙), a licensed former licensee with CE reference AXX789. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-11-08 | 2023-03-31 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-28 | 2023-03-31 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-28 | 2021-11-08 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-03 | 2021-03-31 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-03 | 2021-03-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-08 | 2015-11-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-08 | 2015-11-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2015-05-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-15 | 2015-05-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2014-06-25 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-22 | 2014-06-25 |