Yangguangyi Hai
海楊广益
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yangguangyi Hai (海楊广益), CE reference BOP825. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-19 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-05-19 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-07 | 2025-04-11 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-07 | 2025-04-11 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-01 | 2021-08-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-18 | 2021-08-22 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-26 | 2020-04-26 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-26 | 2020-04-26 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-26 | 2020-04-26 |