Wing Him Tang
鄧穎謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Him Tang (鄧穎謙), a licensed former licensee with CE reference AWO196. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-10 | 2022-08-03 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2020-12-28 |
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2020-04-29 | 2020-08-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-25 | 2020-03-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-25 | 2020-03-12 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-18 | 2019-10-03 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-18 | 2019-10-03 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2019-04-05 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-09 | 2019-04-05 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2018-06-09 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-01 | 2018-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2015-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-24 | 2015-08-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2015-02-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-14 | 2015-02-27 |
| JK Capital Management Limited | Rep | Type 9 — Asset management | 2011-01-24 | 2011-06-29 |