Wai Kuen Li
李惠娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kuen Li (李惠娟), a licensed former licensee with CE reference ADZ551. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-30 | 2020-03-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-30 | 2020-03-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-07-18 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-07-18 |