Wai Kuen Li
李惠娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kuen Li (李惠娟), a licensed former licensee with CE reference ADZ551. This person has 16.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-30 | 2020-03-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-10-30 | 2020-03-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-07-18 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2014-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kuen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.