Xinxin Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinxin Xie (謝心馨), a licensed Representative with CE reference BHZ673. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 9.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-06 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-06 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-06 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-04 | 2026-01-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-04 | 2026-01-12 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-04 | 2026-01-12 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-13 | 2020-12-04 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-13 | 2020-12-04 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2020-04-17 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-28 | 2020-04-17 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-08 | 2017-09-05 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-08 | 2017-09-05 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-08 | 2017-09-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2016-09-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-17 | 2016-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinxin Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.