CCB Securities Limited

建行證券有限公司

CE No. AGJ534 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CCB Securities Limited (建行證券有限公司), a Hong Kong-based licensed corporation with CE reference AGJ534. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 7 (total recorded over time: 36). Earliest licence on file: 2016-06-20.
Category:: Sell side · Brokerage
Registered address:: 3F, CCB Center, 18 Wang Chiu Road, Kowloon Bay, Kowloon
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	2016-06-20	2023-11-14
Type 4 - Advising on securities	Pre-2003	2003-09-02
Type 6 - Advising on corporate finance	Pre-2003	2003-09-02
Type 9 - Asset management	2016-06-20	2023-11-14
Type 9 - Asset management	Pre-2003	2003-09-02

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (36)

Active on date RO only

Name	Activities	First licensed	To
Ching Luk Wu 胡清略	RO 1	2025-03	Present
David Chun Wan Wu 胡震寰	RO 1	2025-10	Present
Portia Cheuk Ting Yuen 袁婥婷	RO 1	2025-04	Present
Sin Man Catherine Li 李倩汶	Rep 1	2025-11	Present
Wai Ping Ng 吳慧萍	Rep 1	2025-11	Present
Hon Wah Siu 蕭瀚樺	Rep 1	2025-12	Present
Michelle Ka Yee Wan 溫嘉兒	Rep 1, 4, 6, 9	Pre-2003	Present
Tat Kin Cheng 鄭達堅	RO 1, 4, 6, 9	Pre-2003	2026-06
Lai Ha Lau 劉麗霞	Rep 1	2006-10	2025-12
Ka Yee Ho 何嘉誼	Rep 1	2005-07	2025-07
Ryan Cheuk Hang Ho 何卓恒	RO 1 Rep 1	2022-11	2025-03
Jason Sin Chor Yeung 楊先楚	RO 1, 4, 9	2021-06	2023-09
He Zhao 趙赫	RO 1, 4, 9 Rep 1, 4, 9	2018-10	2023-09
Zhe Yi 易哲	Rep 1, 4, 9	2019-05	2023-08
Hanzi Ni 倪晗子	Rep 1, 4, 9	2021-05	2023-07
Xiaoyu Liu 劉曉雨	Rep 1, 4, 9	2020-05	2023-03
Pui Ying Shih 施佩瑛	Rep 1, 4, 9	2021-11	2023-01
Sai Cheong Li 李世昌	RO 1, 4, 6, 9	Pre-2003	2022-07
Jianjia Ying 應健佳	RO 1, 4, 9	2018-02	2021-12
Ting Zhang 張婷	RO 4, 9 Rep 9	2018-02	2021-10
Jing Jin 金晶	Rep 4, 9	2018-01	2021-06
Chi Bun Chan 陳志賓	Rep 4, 9	2020-08	2020-10
Peng Yao 姚鵬	RO 4, 9	2019-11	2020-07
Wai Sum Tam 譚惠心	Rep 4, 9	2016-11	2019-11
Lei Liu 劉蕾	RO 4, 9	2018-11	2019-11
Yongning Jiang 江永宁	Rep 9	2017-01	2019-09
Jieli Wu 吳潔荔	Rep 9	2017-01	2019-09
Chutian Tao 陶楚恬	Rep 9	2017-01	2019-08
Zhiqiu Xie 謝知秋	Rep 1, 4, 9	2019-04	2019-08
Ka Lok Yan 甄嘉樂	RO 1, 4, 9	2016-06	2019-07
Shanshan Chen 陳姍姍	RO 1 Rep 4, 9	2017-05	2019-07
Raymond Tse 謝禮文	RO 1, 4, 9	2016-06	2018-03
Wan Li Lu 陸萬里	RO 9 Rep 9	2017-01	2017-06
Desmond Sai Ho Yip 葉世豪	Rep 1	2005-06	2008-05
Chek Ming Tsui 徐澤明	Rep 1, 4, 6, 9	2003-06	2006-06
Christine Mo Ching Chan 陳慕貞	Rep 1, 4, 6, 9	Pre-2003	2005-02