Zhiqiu Xie
謝知秋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiqiu Xie (謝知秋), a licensed former licensee with CE reference BOH179. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-19 | 2023-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-13 | 2023-06-29 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-25 | 2019-08-05 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-25 | 2019-08-05 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2019-04-25 | 2019-08-05 |