Chek Ming Tsui
徐澤明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chek Ming Tsui (徐澤明), a licensed former licensee with CE reference AET441. This person has 16.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 9 - Asset management | 2020-09-17 | 2020-11-24 |
| Wealth Oasis Asset Management Company Limited | RO | Type 9 - Asset management | 2017-08-03 | 2019-03-31 |
| Wealth Oasis Asset Management Company Limited | Rep | Type 9 - Asset management | 2017-07-07 | 2017-08-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2017-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-27 | 2017-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-04-29 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-02 | 2017-02-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2017-02-08 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-16 | 2006-06-17 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2003-06-16 | 2003-09-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chek Ming Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hongfang Wei | Wealth Oasis Asset Management Company Limited | 2017–2019 |
| Tat Kin Cheng | CCB Securities Limited | 2003–2006 |
| Michelle Ka Yee Wan | CCB Securities Limited | 2003–2006 |
| Sai Cheong Li | CCB Securities Limited | 2003–2006 |
| Christine Mo Ching Chan | CCB Securities Limited | 2003–2005 |
| Desmond Sai Ho Yip | CCB Securities Limited | 2005–2006 |
| Ka Yee Ho | CCB Securities Limited | 2005–2006 |
| Wai Keung Lee | Duncan Futures Limited | 2017 |
| Maat Sheung Chiu Lam | Duncan Futures Limited | 2017 |
| Yiu Ting Lai | Duncan Futures Limited | 2017 |
| Chi Ming Cheng | Duncan Futures Limited | 2017 |
| Sandra Wing Yi Cheung | Duncan Futures Limited | 2017 |
| Lok Him Kan | Duncan Futures Limited | 2017 |
| Kar Shun Carson Lau | Duncan Futures Limited | 2017 |
| Chun Sing Tsoi | Duncan Futures Limited | 2017 |
| Chi Ming Leung | Duncan Futures Limited | 2017 |
| Hoi Ki Wong | Duncan Futures Limited | 2017 |
| Yayuan Wang | Duncan Futures Limited | 2017 |
| Ching Yin Judy Lau | Duncan Futures Limited | 2017 |
| Shu Fan Yeung | Duncan Futures Limited | 2017 |