Chek Ming Tsui
徐澤明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chek Ming Tsui (徐澤明), CE reference AET441. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-17 | 2020-11-24 |
| Wealth Oasis Asset Management Company Limited | RO | Type 9 — Asset management | 2017-08-03 | 2019-03-31 |
| Wealth Oasis Asset Management Company Limited | Rep | Type 9 — Asset management | 2017-07-07 | 2017-08-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2017-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-27 | 2017-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-04-29 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-02 | 2017-02-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2017-02-08 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-16 | 2006-06-17 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2003-06-16 | 2003-09-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-16 |