He Zhao
趙赫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Zhao (趙赫), a licensed former licensee with CE reference BNO455. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 - Asset management | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-08 | 2021-12-22 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-08 | 2021-12-22 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-19 | 2021-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as He Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Zhe Yi | CCB Securities Limited | 2019–2023 |
| Tat Kin Cheng | CCB Securities Limited | 2018–2023 |
| Michelle Ka Yee Wan | CCB Securities Limited | 2018–2023 |
| Jianjia Ying | CCB Securities Limited | 2018–2021 |
| Sai Cheong Li | CCB Securities Limited | 2018–2022 |
| Xiaoyu Liu | CCB Securities Limited | 2020–2023 |
| Ka Yee Ho | CCB Securities Limited | 2018–2023 |
| Lai Ha Lau | CCB Securities Limited | 2018–2023 |
| Ting Zhang | CCB Securities Limited | 2018–2021 |
| Jason Sin Chor Yeung | CCB Securities Limited | 2021–2023 |
| Hanzi Ni | CCB Securities Limited | 2021–2023 |
| Jing Jin | CCB Securities Limited | 2018–2021 |
| Pui Ying Shih | CCB Securities Limited | 2021–2023 |
| Wai Sum Tam | CCB Securities Limited | 2018–2019 |
| Ka Lok Yan | CCB Securities Limited | 2018–2019 |
| Lei Liu | CCB Securities Limited | 2018–2019 |
| Shanshan Chen | CCB Securities Limited | 2018–2019 |
| Peng Yao | CCB Securities Limited | 2019–2020 |
| Yongning Jiang | CCB Securities Limited | 2018–2019 |
| Jieli Wu | CCB Securities Limited | 2018–2019 |