Wai Sum Tam
譚惠心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Tam (譚惠心), a licensed former licensee with CE reference BHA088. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-17 | 2019-11-24 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2016-11-17 | 2019-11-24 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-16 | 2016-10-16 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-02-16 | 2016-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sum Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Lok Yan | CCB Securities Limited | 2016–2019 |
| Tat Kin Cheng | CCB Securities Limited | 2016–2019 |
| Michelle Ka Yee Wan | CCB Securities Limited | 2016–2019 |
| Sai Cheong Li | CCB Securities Limited | 2016–2019 |
| Jing Jin | CCB Securities Limited | 2018–2019 |
| Yongning Jiang | CCB Securities Limited | 2017–2019 |
| Jieli Wu | CCB Securities Limited | 2017–2019 |
| Ting Zhang | CCB Securities Limited | 2018–2019 |
| Shanshan Chen | CCB Securities Limited | 2017–2019 |
| Chutian Tao | CCB Securities Limited | 2017–2019 |
| Jianjia Ying | CCB Securities Limited | 2018–2019 |
| Raymond Tse | CCB Securities Limited | 2016–2018 |
| Ka Yee Ho | CCB Securities Limited | 2016–2019 |
| Lai Ha Lau | CCB Securities Limited | 2016–2019 |
| Lei Liu | CCB Securities Limited | 2018–2019 |
| He Zhao | CCB Securities Limited | 2018–2019 |
| Xia Wu | Changjiang Asset Management (HK) Limited | 2016 |
| Kai Ngai Lo | Changjiang Asset Management (HK) Limited | 2016 |
| Simon Wing Hong Wu | Changjiang Asset Management (HK) Limited | 2016 |
| Alan Si Huen Fung | Changjiang Asset Management (HK) Limited | 2016 |