HSZ (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSZ (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AFM607. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 32). Earliest licence on file: 2021-09-30.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 605A Lippo Centre Tower 2, 89 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-09-30 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chung Lam Chien 錢仲霖 | RO 1, 4 Rep 4, 9 | 2015-10 | Present |
| Wenjie Ge 葛文杰 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-03 | Present |
| Stefan Kurt Kraeuchi | RO 1, 4, 9 Rep 4, 9 | 2013-12 | Present |
| Hoi Ying Tang 鄧凱瑩 | RO 9 Rep 4, 9 | 2020-11 | Present |
| Kexin Li 李可心 | Rep 4, 9 | 2025-02 | Present |
| Yiming Li 李一鳴 | Rep 4, 9 | 2026-06 | Present |
| Timothy James Yip 葉嘉明 | Rep 1, 4, 9 | 2019-02 | Present |
| So Ming Suen 孫蘇鳴 | Rep 4, 9 | 2019-03 | 2026-01 |
| Celine Tan 陳詩琳 | Rep 1, 4 | 2025-04 | 2025-06 |
| Ethan Yi Yang 楊毅 | Rep 4, 9 | 2020-07 | 2024-03 |
| Leyang Wang | Rep 4, 9 | 2021-11 | 2023-05 |
| Hansrudolf Schmid | RO 1, 4, 9 | 2007-02 | 2022-06 |
| Kevin Hung Yuan Koo 顧弘源 | Rep 4, 9 | 2019-06 | 2020-04 |
| Kai Yao 姚凱 | Rep 4, 9 | 2014-05 | 2020-01 |
| Tingli Wu 武廷麗 | Rep 4, 9 | 2019-01 | 2020-01 |
| James Matthew Wheeler | Rep 4 | 2018-12 | 2019-11 |
| Young Joo Kim 金英珠 | Rep 4, 9 | 2017-02 | 2019-07 |
| Sai Ho Lam 林世豪 | Rep 4, 9 | 2015-11 | 2018-12 |
| Christoph Himmelstein | RO 4, 9 | Pre-2003 | 2018-09 |
| Weishi Ruan 阮瑋仕 | Rep 4, 9 | 2016-10 | 2018-02 |
| Shun Wah So 蘇順華 | Rep 4, 9 | 2014-11 | 2016-04 |
| Ruochong Jing 井若冲 | Rep 4, 9 | 2014-06 | 2015-04 |
| Wan Chau Li 李雲舟 | Rep 4, 9 | 2014-07 | 2014-07 |
| Hon Chiu Chu 朱漢釗 | Rep 4, 9 | 2008-07 | 2014-06 |
| Lhimark Hon Lung Lau 劉漢龍 | Rep 4, 9 | 2011-08 | 2014-05 |
| Gwendolen Kwan Tung Tsui 徐君彤 | Rep 4, 9 | 2010-11 | 2011-11 |
| Yan Seen Soon 孫瑩心 | RO 4, 9 | 2006-08 | 2008-08 |
| Arnab Sen | Rep 4, 9 | 2007-01 | 2008-06 |
| Jenny Fong Wa Szeto 司徒芳華 | Rep 4, 9 | 2007-05 | 2008-01 |
| Wai Chung Cheung 張偉聰 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2007-05 |
| Patrick Wai Shun Ma 馬偉信 | Rep 4, 9 | Pre-2003 | 2007-03 |
| Ryan Yen-Hwung Fong 方仁宏 | Rep 4, 9 | 2004-09 | 2006-03 |
Showing 1–32 of 32
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