Wan Chau Li
李雲舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Chau Li (李雲舟), a licensed Representative with CE reference BDR015. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-15 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-15 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-01 | 2018-12-31 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-01 | 2018-12-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-07-07 | 2014-07-28 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-07-07 | 2014-07-28 |