Arnab Sen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnab Sen, a licensed former licensee with CE reference AMF183. This person has 15.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Capital Management Limited | RO | Type 9 - Asset management | 2010-09-22 | 2021-11-09 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 - Asset management | 2008-08-04 | 2010-03-25 |
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-01-02 | 2008-06-30 |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-01-02 | 2008-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-07-15 | 2006-07-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-07-15 | 2006-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arnab Sen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.