Yiming Li
李一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Li (李一鳴), a licensed Representative with CE reference BIE646. Currently licensed at 1 firm(s): HSZ (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-06-15 | present |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-06-15 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-14 | 2025-10-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-11-14 | 2025-10-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-25 | 2022-09-29 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-28 | 2022-09-29 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-28 | 2022-09-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-20 | 2020-10-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-20 | 2020-10-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-20 | 2020-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.