China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China International Capital Corporation Hong Kong Securities Limited (中國國際金融香港證券有限公司), a Hong Kong-based licensed corporation with CE reference AEN894. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance. Current licensed staff on file: 1643 (total recorded over time: 3806). Earliest licence on file: 2008-08-20.
- Category:
-
Sell side · Investment banking
- Registered address:
- Unit 5504B-5507 of Level 55 and Level 56, International Commerce Centre, 1 Austin Road West, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2012-08-28 | present |
| Type 4 - Advising on securities | 2008-08-20 | present |
| Type 5 - Advising on futures contracts | 2012-08-28 | present |
| Type 6 - Advising on corporate finance | 2008-08-20 | present |
| Type 3 - Leveraged foreign exchange trading | 2012-10-25 | 2016-05-23 |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-07 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-07 |
| Type 9 - Asset management | Pre-2003 | 2005-01-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3806)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tianyang Cang 倉天楊 | RO 1, 4 Rep 1, 4 | 2018-12 | Present |
| Ka Chun Chan 陳家俊 | RO 2, 5 Rep 1, 4 | 2011-06 | Present |
| Wing Hing Barry Chan 陳永興 | RO 1, 4, 6 Rep 1, 4 | 2010-11 | Present |
| Han Chen 陳涵 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-10 | Present |
| Jianheng Chen 陳健恒 | RO 1, 4 Rep 1, 4 | 2013-07 | Present |
| Jiaxin Chen 陳家鑫 | RO 1 Rep 1 | 2015-09 | Present |
| Wan Chen 陳宛 | RO 1, 6 Rep 1, 4, 6 | 2008-11 | Present |
| Yali Chen 陳亞麗 | RO 1, 6 Rep 1, 4, 6 | 2011-03 | Present |
| Yan Chen 陳彥 | RO 1, 4 Rep 1, 4 | 2015-04 | Present |
| Yongren Chen 陳永仁 | RO 1, 6 Rep 1, 4, 6 | 2009-07 | Present |
| Zhenhong Chen 陳振宏 | RO 1, 4 Rep 1, 4 | 2019-04 | Present |
| David Ching 秦思良 | RO 1, 6 Rep 1, 6 | 2021-07 | Present |
| Hui Cong | RO 1 Rep 1 | 2007-04 | Present |
| Zhihai Diao 刁智海 | RO 1, 4 Rep 1, 4 | 2017-10 | Present |
| Chen Ding 丁辰 | RO 1, 6 Rep 1, 4, 6 | 2017-11 | Present |
| Yao Du 杜瑤 | RO 1, 4 Rep 1, 4 | 2016-03 | Present |
| Yang Fan 范陽 | RO 1 Rep 1 | 2017-07 | Present |
| Man Heng Fung 馮敏衡 | RO 1, 6 | 2026-07 | Present |
| Shu Gong 龔姝 | RO 1, 6 Rep 1, 4, 6 | 2011-04 | Present |
| Buchao Guo 郭步超 | RO 1 Rep 1 | 2023-09 | Present |
| Hongyu He 何紅宇 | RO 1 Rep 1, 4 | 2007-06 | Present |
| Xiaofang Janessa Jia 賈曉放 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-12 | Present |
| Wei Kong 孔蔚 | RO 1 Rep 1, 4 | 2004-04 | Present |
| Yang Lan 蘭陽 | RO 1, 6 Rep 1, 6 | 2016-01 | Present |
| Tsz Wing Lau 劉子頴 | RO 1, 2, 4, 5 Rep 1, 3, 4 | 2015-06 | Present |
| Sui Pan Leung 梁萃斌 | RO 1, 4, 6 Rep 1, 4, 6 | 2021-11 | Present |
| Binnan Li 李彬楠 | RO 1, 4, 6 Rep 1, 4 | 2018-05 | Present |
| Jie Li 李杰 | RO 6 Rep 1, 6 | 2014-12 | Present |
| Xin Li 李鑫 | RO 1, 6 Rep 1, 4, 6 | 2014-01 | Present |
| Yan Li 李岩 | RO 1, 6 Rep 1, 6 | 2008-12 | Present |
| Jin Liang 梁錦 | RO 1, 6 Rep 1, 4, 6 | 2015-01 | Present |
| Ning Lin 林宁 | RO 1 Rep 1 | 2017-04 | Present |
| Vienna Ho Man Lit 列皓敏 | RO 1, 3 Rep 1, 4 | 2012-08 | Present |
| Fei Liu 劉飛 | RO 1, 4 Rep 1, 4 | 2018-07 | Present |
| Jiangyue Liu 劉江月 | RO 1, 6 Rep 1, 4, 6 | 2015-02 | Present |
| Qingchuan Liu 劉晴川 | RO 1, 4, 6 Rep 1, 6 | 2014-04 | Present |
| Liang Long 龙亮 | RO 6 Rep 1, 4, 6 | 2008-11 | Present |
| Xinyu Lou 樓欣宇 | RO 1, 6 Rep 1, 6 | 2013-09 | Present |
| Chengchun Lu 陸澄淳 | RO 1, 4 Rep 1, 4 | 2023-03 | Present |
| Yao Lu 盧遙 | RO 1 Rep 1, 4 | 2021-05 | Present |
| Difei Luo 駱滌非 | RO 1 Rep 1, 4 | 2018-06 | Present |
| Xuan Luo 羅烜 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2024-06 | Present |
| Yulu Mo 莫雨璐 | RO 1, 6 Rep 1, 6 | 2018-08 | Present |
| Jingyi Niu 牛靜怡 | RO 1, 4 Rep 1, 4 | 2015-10 | Present |
| Wei Pan 潘偉 | RO 1 Rep 1, 4 | 2021-06 | Present |
| Hei Wai Pun 潘熙威 | RO 1 Rep 1, 4 | 2021-11 | Present |
| Miao Ran 冉淼 | RO 1, 4 Rep 1, 4 | 2018-07 | Present |
| Mengqi Ren 任孟琦 | RO 1, 6 Rep 1, 6 | 2018-11 | Present |
| Peiran Ren 任沛然 | RO 1 Rep 1 | 2018-08 | Present |
| Jiali Sheng 盛佳麗 | RO 1, 4 Rep 1, 4 | 2015-02 | Present |
| Qi Shi 施琦 | RO 1, 6 Rep 1, 6 | 2007-04 | Present |
| Tak Keung Sin 單德强 | RO 1, 6 Rep 1, 6 | 2021-06 | Present |
| Tianshu Sun 孫天姝 | RO 1 Rep 1 | 2018-01 | Present |
| Xiaolei Tian 田小磊 | RO 1 Rep 1 | 2024-05 | Present |
| Chi Chung Tsang 曾智聰 | RO 1, 6 Rep 1, 6 | 2014-08 | Present |
| Benlin Wang 王本林 | RO 1 Rep 1, 4 | 2025-02 | Present |
| Hanfeng Wang 王汉鋒 | RO 1, 4, 6 Rep 1, 4 | 2006-02 | Present |
| Junqi Wang 王浚淇 | RO 1, 2 Rep 1, 2 | 2016-04 | Present |
| Ke Wang 王可 | RO 1 Rep 1 | 2022-01 | Present |
| Meng Wang 王梦 | RO 1, 6 Rep 1, 4, 6 | 2020-10 | Present |
| Weiran Wang 王未然 | RO 1, 4 Rep 1, 4 | 2014-08 | Present |
| Zhou Wang 王舟 | RO 1, 4 Rep 1, 4 | 2018-09 | Present |
| Chi Man Wong 黃智雯 | RO 1, 4 Rep 1, 2, 4, 6, 9 | Pre-2003 | Present |
| Ka Lok Wong 黃鎵濼 | RO 1, 6 | 2026-07 | Present |
| Huimin Wu 吳慧敏 | RO 1, 4 Rep 1, 4 | 2010-04 | Present |
| Ke Wu 吳科 | RO 1, 6 | 2026-03 | Present |
| Fusong Xin 辛俯嵩 | RO 1 Rep 1, 6 | 2013-09 | Present |
| Jia Xu 許佳 | RO 1, 6 Rep 1, 4, 6 | 2013-05 | Present |
| Wei Xu 徐煒 | RO 1, 6 Rep 1 | 2012-05 | Present |
| Lin Yang 楊琳 | RO 1 Rep 1 | 2016-06 | Present |
| Rui Yang 楊睿 | RO 1 Rep 1, 4 | 2021-09 | Present |
| Chenyang Yi 易晨阳 | RO 1, 6 Rep 1, 4, 6 | 2015-11 | Present |
| Sunny Kai Sun Yip 葉啟燊 | RO 1, 6 | 2026-04 | Present |
| Shuo Yu 于碩 | RO 6 | 2026-04 | Present |
| Weijiang Yu 于維疆 | RO 1, 4, 6 Rep 1 | 2011-02 | Present |
| Hongyi Zhang 張洪一 | RO 1, 6 Rep 1, 4, 6 | 2015-07 | Present |
| Shang Zhang 張尚 | RO 1, 6 Rep 1, 6 | 2020-12 | Present |
| Xing Zhang 張興 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-12 | Present |
| Yongcheng Zhang 張永誠 | RO 1 Rep 1, 2, 4 | 2018-09 | Present |
| Jie Zhao 招傑 | RO 6 Rep 1, 4, 6 | 2018-02 | Present |
| Li Zhong 鍾犁 | RO 1, 6 Rep 1, 6 | 2018-03 | Present |
| Jiaxing Zhou 周佳興 | RO 1, 4, 6 Rep 1, 4, 6 | 2024-01 | Present |
| Jishen Zhou 周濟申 | RO 1 Rep 1, 4 | 2023-01 | Present |
| Shanshan Zhou 周姗姗 | RO 1 Rep 1, 4 | 2023-09 | Present |
| Xuetao Zhou 周學韜 | RO 1 Rep 1 | 2007-08 | Present |
| Fengyin Zhu 朱馮寅 | RO 1 Rep 1, 4 | 2017-01 | Present |
| Longwen Zou 鄒櫳文 | RO 6 Rep 1, 6 | 2017-11 | Present |
| Xuancheng An 安宣誠 | Rep 1, 4, 6 | 2021-09 | Present |
| Yun Ao 敖蘊 | Rep 1, 6 | 2023-10 | Present |
| Dongxu Bai 白東旭 | Rep 1, 6 | 2016-03 | Present |
| Huizi Bai 白惠子 | Rep 1, 4 | 2023-08 | Present |
| Jiaxing Bai 白嘉星 | Rep 1, 4 | 2023-09 | Present |
| Jingzhen Bai 白婧貞 | Rep 1, 6 | 2025-09 | Present |
| Qifan Bai 白棲凡 | Rep 1, 6 | 2023-02 | Present |
| Qingyuan Bai 白清元 | Rep 1, 4, 6 | 2025-10 | Present |
| Yang Bai 白洋 | Rep 1, 4 | 2020-12 | Present |
| Yang Bai 白楊 | Rep 1, 6 | 2019-03 | Present |
| Yixuan Bai 白依萱 | Rep 1, 6 | 2025-03 | Present |
| Daiqin Bao 包岱秦 | Rep 1, 6 | 2022-08 | Present |
| Han Bao 包菡 | Rep 1, 4 | 2022-08 | Present |
Showing 1–100 of 3806
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