Chengchun Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengchun Lu (陸澄淳), a licensed Responsible Officer with CE reference BOP071. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-05-23 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-04 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2023-10-04 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-07 | 2025-05-23 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-20 | 2024-02-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-07 | 2023-10-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-07 | 2023-10-04 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-26 | 2022-12-17 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
RO | Type 4 - Advising on securities | 2021-11-26 | 2022-12-17 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
RO | Type 9 - Asset management | 2021-07-21 | 2022-12-17 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-30 | 2021-11-26 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-30 | 2021-11-26 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 9 - Asset management | 2021-06-30 | 2021-07-21 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-04 | 2021-05-07 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-09 | 2021-05-07 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-09-09 | 2021-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chengchun Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.