Shang Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Zhang (張尚), a licensed Responsible Officer with CE reference BIO049. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 9.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-10 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-10 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-10 | 2026-04-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-10 | 2026-04-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-04 | 2020-11-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-22 | 2020-11-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-18 | 2019-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jingruo Fan | BOCI Asia Limited | 2017–2019 |
| Meng Hua Ng | BOCI Asia Limited | 2016–2019 |
| Lianfu Liu | BOCI Asia Limited | 2016–2019 |
| Xiaohui Xu | BOCI Asia Limited | 2016–2019 |
| Xiaolu Chen | BOCI Asia Limited | 2016–2019 |
| Yi Shen | BOCI Asia Limited | 2016–2019 |
| Hoi Yui Justin Wong | BOCI Asia Limited | 2016–2019 |
| Huang Zhong Ye | BOCI Asia Limited | 2016–2019 |
| Shuai Guo | BOCI Asia Limited | 2016–2019 |
| Lecheng Jiang | BOCI Asia Limited | 2016–2019 |
| Diya A | BOCI Asia Limited | 2016–2019 |
| Houze Xu | BOCI Asia Limited | 2016–2019 |
| Junbo Sun | BOCI Asia Limited | 2016–2019 |
| Chen Wang | BOCI Asia Limited | 2017–2019 |
| Ziheng Shao | BOCI Asia Limited | 2017–2019 |
| Chunming Song | BOCI Asia Limited | 2016–2019 |
| Yanruo Wang | BOCI Asia Limited | 2016–2019 |
| Siyi Zhang | BOCI Asia Limited | 2016–2019 |
| Zhaohan Zhang | BOCI Asia Limited | 2016–2019 |
| Pan Li | BOCI Asia Limited | 2016–2019 |