Shuo Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Yu (于碩), a licensed Responsible Officer with CE reference BFU750. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 10.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-27 | present |
| Huaan Securities (Hong Kong) Corporate Finance Limited 華安證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-09-19 | 2026-01-25 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-05-03 | 2025-06-06 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-12 | 2025-06-06 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-12 | 2021-05-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-30 | 2018-06-29 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-30 | 2018-06-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-15 | 2017-03-13 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-15 | 2017-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.