Lin Yang

楊琳
CE No. AXO623 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Yang (楊琳), a licensed Responsible Officer with CE reference AXO623. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.3 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
RO Type 1 - Dealing in securities 2022-12-23 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2016-06-10 2022-12-23
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 1 - Dealing in securities 2013-11-27 2016-05-27
ABCI Capital Limited
農銀國際融資有限公司
Rep Type 1 - Dealing in securities 2011-07-05 2016-05-27
ABCI Capital Limited
農銀國際融資有限公司
Rep Type 6 - Advising on corporate finance 2011-07-05 2016-05-27

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