Fei Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei Liu (劉飛), a licensed Responsible Officer with CE reference BDE493. Currently licensed at 3 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-25 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-27 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-02 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-20 | 2018-09-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-20 | 2018-09-27 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-20 | 2019-06-25 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-14 | 2018-06-26 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 4 - Advising on securities | 2018-03-14 | 2018-06-26 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 9 - Asset management | 2018-03-14 | 2018-06-26 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-05 | 2017-05-19 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-25 | 2017-05-19 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-06 | 2017-05-19 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-17 | 2015-07-28 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-06-24 | 2015-07-28 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-27 | 2015-07-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.