Chenyang Yi
易晨阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chenyang Yi (易晨阳), a licensed former licensee with CE reference BDI763. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-26 | 2025-10-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-06-26 | 2025-10-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-03 | 2025-10-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-03 | 2023-06-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-03 | 2023-06-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-05 | 2015-08-29 |