Roctec Securities Company Limited

鷹達證券有限公司

CE No. AAF100 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Securities Company Limited (鷹達證券有限公司), a Hong Kong-based licensed corporation with CE reference AAF100. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 24).
Category:: Sell side · Brokerage ?
Registered address:: Room 3908 39/F, The Center, 99 Queen's Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2005-01-21

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Clarissa Lai Ping Lam 林麗萍	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Ka Chai Leong 梁家齊	RO 1, 4, 6, 9	Pre-2003	Present
Hoi Keung Yeung 楊海強	Rep 1	2024-07	Present
Man Hon Sze 施文漢	RO 1, 4, 6, 9	Pre-2003	2026-07
Chun Kwan Chim 詹振坤	Rep 1, 4, 6, 9	Pre-2003	2026-02
Wai Lun Felix Tsang 曾偉倫	Rep 1	2022-07	2022-12
Ernest Sai Hung Chow 周世雄	Rep 1, 4	2020-12	2022-11
Shui Kuen Lam 林瑞娟	Rep 1	2007-05	2022-04
Wing Yee Leung 梁詠儀	Rep 1	2022-03	2022-04
Pang Yan Mak 麥鵬恩	Rep 1	2021-12	2022-01
Sze Chung Cheung 張思中	Rep 1	2013-02	2015-01
Hin Fung Ip 葉衍峰	Rep 1	2009-11	2009-11
Kwan Chiu Yeung 楊君超	Rep 1	2007-09	2009-09
Hon Wah Ip 葉漢華	Rep 1	2007-06	2007-11
Ka Yin Lau 劉嘉妍	Rep 1	2007-08	2007-08
Chi Ho Lau 劉志豪	Rep 1	2007-02	2007-05
Chi Fai Chan 陳志輝	Rep 1	2007-01	2007-05
Chi Kong Lau 劉志崗	Rep 1	2006-05	2007-02
Chun Kwong Wong 王俊光	Rep 1, 4, 6, 9	Pre-2003	2007-02
Man Kit Wong 黃文傑	Rep 1	2006-06	2006-07
Hon Wai Tam 譚漢威	Rep 1	2004-03	2006-05
Pui Mo Kok 郭佩武	Rep 1, 4, 6, 9	Pre-2003	2006-03
Ting Yuk Leung 梁庭毓	Rep 1, 4, 6, 9	Pre-2003	2005-03
Tat Yan Wong 黃達仁	Rep 1, 4, 6, 9	Pre-2003	2003-09