Hin Fung Ip
葉衍峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Fung Ip (葉衍峰), a licensed former licensee with CE reference AUC867. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-30 | 2014-08-22 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-30 | 2014-08-22 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2014-08-22 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2014-08-22 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2012-08-14 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2011-06-15 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-06 | 2009-11-25 |